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Course Outline
The EU AI Act: Regulatory Framework and Foundations
- Core objectives, scope, and guiding principles
- Key definitions and classification criteria
- Responsibilities assigned to various stakeholders
Risk Classification and Compliance Mandates
- Banned AI systems and measures to prevent their deployment
- High-risk systems and compulsory documentation requirements
- Specifications for limited-risk and minimal-risk AI applications
Implementing AI Governance and Internal Policies
- Formulating internal governance frameworks
- Structuring oversight arrangements and reporting hierarchies
- Managing document control and the lifecycle of policies
Technical and Organisational Safeguards
- Risk management systems and continuous assessment
- Mechanisms for human oversight
- Data governance, system robustness, and cybersecurity controls
Compliance Documentation and Archiving
- Technical documentation for high-risk systems
- Obligations regarding log retention and traceability
- Maintaining records for conformity assessments
Monitoring, Auditing, and Reporting
- Internal audit procedures for AI oversight
- Reporting duties to regulatory authorities and stakeholders
- Requirements for corrective actions and incident response
Ensuring Compliance Across Third Parties, Vendors, and Supply Chains
- Assessing vendor-provided AI tools and associated claims
- Contractual terms and compliance clauses
- Monitoring and reassessing external AI services
Embedding Continuous Compliance into Operations
- Developing a long-term compliance roadmap
- Facilitating cross-functional collaboration between IT, legal, and management
- Staying prepared for future regulatory updates
Summary and Forward Path
Requirements
- Knowledge of regulatory or compliance procedures
- Practical experience in organisational risk management
- Familiarity with documentation standards and audit processes
Target Audience
- Governance and risk officers
- Compliance and legal specialists
- Internal audit and quality assurance teams
14 Hours